“Dynamic Duo of Financial Advisors Join LPL Financial, Bringing $225 Million in Assets”
LPL Financial LLC, a leading financial services firm, has recently welcomed financial advisors Lance Dumas, AIF®, ChFC®, and Darryl Carter CPA to its broker-dealer, RIA, and custodial platforms. The duo, who previously served approximately $225 million in advisory, brokerage, and retirement plan assets, made the move from Cetera to join LPL Financial.
Based in Orange County, California, Dumas and Carter co-founded Cornerstone Financial Advisers in 2017 with a focus on helping families, individuals, and business owners achieve their financial goals. With Dumas bringing 25 years of experience in the financial services industry and Carter boasting nearly 30 years in tax and wealth management services, the team is well-equipped to provide comprehensive financial planning services. They are also joined by Office Manager Nicole Thornton.
Carter emphasized their commitment to guiding clients towards financial stability, incorporating tax implications into their investment philosophy, and taking a goals-based approach to building customized plans and strategies. The team’s dedication to building strong relationships with clients and managing risks to safeguard their lifestyles through retirement sets them apart in the industry.
The decision to join LPL Financial was driven by the team’s values of independence, fiduciary standards, and a client-centric culture. Dumas highlighted their unwavering dedication to serving clients’ best interests and providing access to innovative technology for informed decision-making. By partnering with LPL, Cornerstone Financial Advisers reaffirms its commitment to empowering clients on their journey towards financial success.
Scott Posner, LPL Executive Vice President of Business Development, expressed the firm’s pleasure in welcoming Lance and Darryl to LPL Financial. He emphasized LPL’s commitment to helping advisors operate their businesses more efficiently and effectively, providing them with innovative tools and resources to enhance the customer experience. The LPL community looks forward to supporting Cornerstone Financial Advisers in their continued success.
LPL Financial Holdings Inc., founded on the principle of working for advisors and institutions, is a leader in the markets it serves, with nearly 23,000 financial advisors nationwide. The firm is dedicated to the advisor-mediated model, ensuring Americans have access to personalized guidance from financial professionals. LPL’s commitment to independence allows advisors and institutions the freedom to choose the business model, services, and technology resources that best suit their needs.
In conclusion, the addition of Lance Dumas and Darryl Carter to LPL Financial’s team underscores the firm’s commitment to providing exceptional financial services and support to advisors and clients alike. The move reflects Cornerstone Financial Advisers’ dedication to independence, client-centric values, and innovative solutions in the ever-evolving financial landscape. With LPL’s backing, the team is poised for continued growth and success in helping clients achieve their financial goals.